Plan Snapshot
- Plan Sponsor: Baird & Warner, INC.
- Sponsor EIN: 363916731
- Sponsor Address: 120 SOUTH LASALLE STREET, CHICAGO, IL, 60603
- Plan Type: 401(k)
- Total Participants: 385
- Total Assets: $45.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 385 | $45.1M | $0 | $2.7M |
| 2023 | 378 | $42.0M | $15,208 | $2.7M |
| 2022 | 428 | $36.7M | $524,620 | $2.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $37,772 | — | $37,772 |
| GALLAGHER FIDUCIARY ADVISORS LLC | ADVISOR | $29,848 | — | $29,848 |
| FGMK | ACCOUNTANT/AUDITOR | $10,000 | — | $10,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- GALLAGHER FIDUCIARY ADVISORS LLC — ADVISOR
- FGMK — ACCOUNTANT/AUDITOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $77,620
- Estimated Expense Ratio: 0.172% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $77,620 | $29,848 | — | $10,000 | — |
| 2023 | $66,934 | $35,942 | — | — | — |
| 2022 | $59,536 | — | — | — | — |