Plan Snapshot
- Plan Sponsor: Aytu Biopharma, INC.
- Sponsor EIN: 470883144
- Sponsor Address: DENVER CORPORATE CENTER III, DENVER, CO, 80237
- Plan Type: 401(k)
- Total Participants: 94
- Total Assets: $15.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 94 | $15.9M | $615,552 | $1.2M |
| 2023 | 149 | $15.4M | $717,565 | $1.3M |
| 2022 | 181 | $9.9M | $548,102 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BRYANT & BRANNOCK LLC | Other Service Provider | $44,649 | — | $44,649 |
| T ROWE PRICE RPS INC | Other Service Provider | $5,185 | — | $5,185 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $49,834
- Estimated Expense Ratio: 0.314% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $49,834 | $44,649 | — | — | — |
| 2023 | $37,467 | $35,850 | — | — | — |
| 2022 | $43,287 | $41,207 | — | — | — |