Plan Snapshot
- Plan Sponsor: Ayres Group
- Sponsor EIN: 952951371
- Sponsor Address: 355 BRISTOL ST, COSTA MESA, CA, 92626
- Plan Type: 401(k)
- Total Participants: 762
- Total Assets: $19.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 762 | $19.7M | $434,074 | $1.2M |
| 2022 | 697 | $17.4M | $411,292 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| AMERICAN UNITED LIFE INSURANCE CO | NONE | $15,800 | $84,948 | $100,748 |
| LPL FINANCIAL LLC | NONE | — | $90,148 | $90,148 |
| MARCUM LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- LPL FINANCIAL LLC — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $190,896
- Estimated Expense Ratio: 0.969% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $5,800 | — | $5,800 | — | — |
| 2022 | $7,100 | — | $7,100 | — | — |