Plan Snapshot
- Plan Sponsor: Axia Financial, LLC
- Sponsor EIN: 260455770
- Sponsor Address: 3009 112TH AVE. N.E., SUITE 200, BELLEVUE, WA, 98004
- Plan Type: 401(k)
- Total Participants: 0
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 0 | $0 | $0 | $0 |
| 2024 | 53 | $8.2M | $4,583 | $750,949 |
| 2023 | 243 | $15.8M | $341 | $1.3M |
| 2022 | 338 | $15.6M | $344,771 | $2.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| COHNREZNICK LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $21,328 | — | $21,328 | — | — |
| 2024 | $75,469 | — | $75,469 | — | — |
| 2023 | $23,776 | — | $23,776 | — | — |
| 2022 | $8,941 | — | $8,941 | — | — |