Plan Snapshot
- Plan Sponsor: Awi Management Corporation
- Sponsor EIN: 208570246
- Sponsor Address: P.O. BOX 550, AUBURN, CA, 95604
- Plan Type: 401(k)
- Total Participants: 320
- Total Assets: $3.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 320 | $3.8M | $25,981 | $325,397 |
| 2023 | 288 | $3.4M | $24,473 | $300,067 |
| 2022 | 269 | $2.8M | $24,010 | $275,902 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO. | RECORDKEEPER | $19,229 | — | $19,229 |
| AMERITAS INVESTMENT CORP | BROKER/ADVISOR | — | $14,217 | $14,217 |
| ATTEBERRY/SEARLE, INC. | CONTRACT ADMIN | $1,773 | $3,624 | $5,397 |
| BOWMAN & CO., LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $38,843
- Estimated Expense Ratio: 1.029% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $22,591 | $1,589 | — | — | — |
| 2023 | $17,819 | $979 | — | — | — |
| 2022 | $18,049 | $18,049 | — | — | — |