Plan Snapshot
- Plan Sponsor: Autumn Lake Healthcare LLC
- Sponsor EIN: 472007153
- Sponsor Address: 4481 US 9, HOWELL, NJ, 07731
- Plan Type: 401(k)
- Total Participants: 8,601
- Total Assets: $21.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 8,601 | $21.4M | $0 | $3.8M |
| 2023 | 6,470 | $16.9M | $0 | $3.2M |
| 2022 | 5,155 | $9.6M | $7,103 | $2.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH | ADVISOR | — | $43,951 | $43,951 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $43,824 | — | $43,824 |
| ALAN GOODMAN CPA PC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- ALAN GOODMAN CPA PC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $87,775
- Estimated Expense Ratio: 0.409% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $43,824 | — | — | — | — |
| 2023 | $33,526 | — | — | — | — |
| 2022 | $38,868 | — | — | — | — |