Plan Snapshot
- Plan Sponsor: Autumn Harp, INC.
- Sponsor EIN: 030284189
- Sponsor Address: 26 THOMPSON DRIVE, ESSEX JUNCTION, VT, 05452
- Plan Type: 401(k)
- Total Participants: 257
- Total Assets: $15.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 257 | $15.7M | $367,388 | $1.0M |
| 2023 | 231 | $15.4M | $316,358 | $924,897 |
| 2022 | 233 | $12.9M | $310,954 | $938,591 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | RIA | $9,000 | — | $9,000 |
| GALLAGHER FLYNN & COMPANY LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $9,000
- Estimated Expense Ratio: 0.057% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $80,714 | $9,000 | $59,864 | — | — |
| 2023 | $72,989 | $9,000 | $53,136 | — | — |
| 2022 | $67,171 | $9,000 | $49,471 | — | $8,700 |