Plan Snapshot
- Plan Sponsor: Australia & New Zealand Banking Group Limited (Anz)
- Sponsor EIN: 132623463
- Sponsor Address: 277 PARK AVENUE, NEW YORK, NY, 10172
- Plan Type: 401(k)
- Total Participants: 150
- Total Assets: $71.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 150 | $71.0M | $1.6M | $2.5M |
| 2023 | 153 | $66.4M | $1.6M | $2.4M |
| 2022 | 140 | $53.0M | $1.5M | $2.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CARON & BLETZER, PLLC | Auditor | $13,513 | — | $13,513 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CARON & BLETZER, PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $13,513
- Estimated Expense Ratio: 0.019% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $163,554 | $50,000 | — | $13,513 | — |
| 2023 | $57,864 | $33,040 | — | $11,500 | — |
| 2022 | $65,377 | $16,039 | — | — | $47,728 |