Plan Snapshot
- Plan Sponsor: Austin Retina Associates
- Sponsor EIN: 742034080
- Sponsor Address: 1512 W 35TH STREET, AUSTIN, TX, 78703
- Plan Type: 401(k)
- Total Participants: 0
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 0 | $0 | $252,291 | $0 |
| 2022 | 160 | $13.0M | $703,398 | $513,362 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | RECORDKEEPER | $44,726 | — | $44,726 |
| CAPFINANCIAL PARTNERS LLC | INVESTMENT ADVISORY-PLAN | $39,807 | — | $39,807 |
| NOVA 401(K) ASSOCIATES LP | THIRD PARTY ADMINISTRATOR | $24,081 | $651 | $24,732 |
| CROWE LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TRANSAMERICA RETIREMENT SOLUTIONS — RECORDKEEPER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $109,265
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $30,312 | — | $30,312 | — | — |
| 2022 | $103,688 | — | $103,688 | — | — |