Plan Snapshot
- Plan Sponsor: Austin Hardware & Supply, INC.
- Sponsor EIN: 430887563
- Sponsor Address: 950 NW TECHNOLOGY DRIVE, LEES SUMMIT, MO, 640865692
- Plan Type: 401(k)
- Total Participants: 156
- Total Assets: $35.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 156 | $35.8M | $1.2M | $638,694 |
| 2023 | 142 | $33.4M | $1.4M | $601,002 |
| 2022 | 128 | $28.2M | $819,362 | $516,078 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| LION STREET ADVISORS, LLC | NONE | $56,213 | — | $56,213 |
| CHARLES SCHWAB & CO., INC. | NONE | — | $19,565 | $19,565 |
| ALERUS FINANCIAL, N.A. | NONE | $10,851 | — | $10,851 |
| FORVIS MAZARS, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- LION STREET ADVISORS, LLC — NONE
- CHARLES SCHWAB & CO., INC. — NONE
- ALERUS FINANCIAL, N.A. — NONE
- FORVIS MAZARS, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $86,629
- Estimated Expense Ratio: 0.242% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $90,000 | $19,565 | — | — | — |
| 2023 | $71,997 | $35,515 | — | — | — |
| 2022 | $89,418 | $27,978 | — | — | — |