Plan Snapshot
- Plan Sponsor: Austin 3(16) Fiduciary Limited
- Sponsor EIN: 462981114
- Sponsor Address: 119 ELAINE DRIVE, OCEANSIDE, NY, 11572
- Plan Type: 401(k)
- Total Participants: 4,258
- Total Assets: $7.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 4,258 | $7.6M | $166,654 | $0 |
| 2023 | 4,259 | $6.8M | $2.6M | $0 |
| 2022 | 863 | $50.9M | $0 | $7.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BAS PARTNERS, D/B/A A. PORTER CPA | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BAS PARTNERS, D/B/A A. PORTER CPA — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $270,800 | $232,789 | — | — | — |
| 2023 | $236,493 | $220,975 | — | — | — |
| 2022 | $460,039 | — | — | — | — |