Plan Snapshot
- Plan Sponsor: Aui Partners, LLC
- Sponsor EIN: 475523903
- Sponsor Address: 9800 HILLWOOD PARKWAY, FORT WORTH, TX, 76177
- Plan Type: 401(k)
- Total Participants: 159
- Total Assets: $5.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 159 | $5.9M | $0 | $723,023 |
| 2023 | 110 | $5.4M | $0 | $583,635 |
| 2022 | 52 | $4.5M | $40,764 | $421,680 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BLACKBURN MAY & COMPANY, LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $37,379 | $13,905 | — | — | — |
| 2023 | $446,426 | — | $33,802 | — | — |
| 2022 | $143,482 | — | $32,832 | — | — |