Plan Snapshot
- Plan Sponsor: Aui, INC.
- Sponsor EIN: 271729924
- Sponsor Address: 1600 W. PULASKI HWY., ELKTON, MD, 21921
- Plan Type: 401(k)
- Total Participants: 256
- Total Assets: $12.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 256 | $12.4M | $689,281 | $1.3M |
| 2023 | 248 | $9.6M | $654,276 | $1.2M |
| 2022 | 249 | $6.7M | $485,194 | $822,822 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CBIZ INVESTMENT ADVISORY SERVICES, | SERVICE PROVIDER | — | $25,306 | $25,306 |
| CBIZ BENEFITS AND INSURANCE SERVICE | THIRD PARTY ADMINISTRATO | — | $5,126 | $5,126 |
| STELMACK DOBRANSKY & EANNACE LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- STELMACK DOBRANSKY & EANNACE LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $30,432
- Estimated Expense Ratio: 0.245% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $61,232 | $2,343 | $58,539 | — | — |
| 2023 | $50,007 | $1,581 | $43,751 | — | — |
| 2022 | $44,535 | — | $44,535 | — | — |