Plan Snapshot
- Plan Sponsor: Assurity Life Insurance Company
- Sponsor EIN: 381843471
- Sponsor Address: 2000 Q STREET, LINCOLN, NE, 68503
- Plan Type: 401(k)
- Total Participants: 389
- Total Assets: $107.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 389 | $107.0M | $2.9M | $2.9M |
| 2023 | 392 | $97.3M | $2.7M | $2.7M |
| 2022 | 381 | $86.2M | $2.9M | $2.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GRAFTON & ASSOCIATES | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $128,080 | — | $113,202 | — | — |
| 2023 | $129,788 | — | $119,565 | — | — |
| 2022 | $122,551 | — | $107,146 | — | $15,405 |