Plan Snapshot
- Plan Sponsor: Association Of Universities For Research In Astronomy, INC.
- Sponsor EIN: 860138043
- Sponsor Address: 1331 PENNSYLVANIA AVENUE N W, WASHINGTON, DC, 20004
- Plan Type: 401(k)
- Plan Number: 555
- Total Participants: 877
- Total Assets: $45.0M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 877 | $45.0M | $16.1M | $3.5M |
| 2023 | 842 | $40.2M | $17.2M | $3.2M |
| 2022 | 813 | $35.0M | $15.6M | $3.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CIGNA | Other Service Provider | $1,748,936 | — | $1,748,936 |
| CIGNA DENTAL | Recordkeeper | $113,453 | — | $113,453 |
| VISION SERVICE PLAN | Recordkeeper | $35,288 | — | $35,288 |
| CLIFTONLARSONALLENLLP | Auditor | $32,235 | — | $32,235 |
| BOLTON PARTNERS INC | Actuary | $30,690 | — | $30,690 |
| WEX, INC. | Recordkeeper | $25,308 | — | $25,308 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CLIFTONLARSONALLENLLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $1,985,910
- Estimated Expense Ratio: 4.414% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $2,108,178 | — | $2,108,178 | — | — |
| 2023 | $1,606,144 | — | $1,606,144 | — | — |
| 2022 | $1,434,737 | — | $1,434,737 | — | — |