Plan Snapshot
- Plan Sponsor: Aspen Insurance U.S. Services INC.
- Sponsor EIN: 320085193
- Sponsor Address: 175 CAPITAL BLVD., ROCKY HILL, CT, 06067
- Plan Type: 401(k)
- Total Participants: 459
- Total Assets: $159.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 459 | $159.4M | $5.8M | $6.8M |
| 2023 | 436 | $142.2M | $5.3M | $6.2M |
| 2022 | 396 | $117.9M | $5.2M | $5.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CBIZ CPAS P.C. | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $73,882 | $30,000 | $300 | — | — |
| 2023 | $50,639 | $30,000 | $300 | — | — |
| 2022 | $44,865 | — | — | — | — |