Plan Snapshot
- Plan Sponsor: Asm Affiliates, INC
- Sponsor EIN: 953163341
- Sponsor Address: 2034 CORTE DEL NOGAL, CARLSBAD, CA, 920111410
- Plan Type: DC
- Total Participants: 96
- Total Assets: $8.0M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 96 | $8.0M | $535,000 | $0 |
| 2023 | 78 | $6.3M | $348,000 | $0 |
| 2022 | 69 | $6.9M | $322,110 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GATTO POPE | ACCOUNTANT | $14,957 | — | $14,957 |
| WEAVER & TIDWELL | VALUATION SERVICES | $14,350 | — | $14,350 |
| PRUDENT FIDUCIARY SERVICES | TRUSTEE | $12,013 | — | $12,013 |
| PRINCIPAL | PLAN ADMINISTRATOR | $11,257 | — | $11,257 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WEAVER & TIDWELL — VALUATION SERVICES
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $52,577
- Estimated Expense Ratio: 0.660% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $52,579 | — | $11,258 | — | — |
| 2023 | $45,983 | — | $13,849 | — | — |
| 2022 | $73,672 | — | — | — | — |