Plan Snapshot
- Plan Sponsor: Ascot Us Holding Corporation
- Sponsor EIN: 822798478
- Sponsor Address: 55W 46TH ST, 26TH FLOOR, NEW YORK, NY, 100364277
- Plan Type: 401(k)
- Total Participants: 530
- Total Assets: $66.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 530 | $66.5M | $5.1M | $7.3M |
| 2023 | 486 | $49.5M | $4.4M | $6.3M |
| 2022 | 419 | $33.5M | $3.5M | $5.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $161,077 | — | $161,077 |
| ALERA INVESTMENT ADVISORS, LLC | INVESTMENT ADVISORY | — | $73,197 | $73,197 |
| EISNERAMPER LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ALERA INVESTMENT ADVISORS, LLC — INVESTMENT ADVISORY
- EISNERAMPER LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $234,274
- Estimated Expense Ratio: 0.352% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $161,077 | — | $161,077 | — | — |
| 2023 | $158,129 | — | $158,129 | — | — |
| 2022 | $125,253 | — | $125,253 | — | — |