Plan Snapshot
- Plan Sponsor: Ascend Analytics, LLC
- Sponsor EIN: 208214057
- Sponsor Address: 1877 BROADWAY, STE. 706, BOULDER, CO, 80302
- Plan Type: 401(k)
- Total Participants: 145
- Total Assets: $12.0M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 145 | $12.0M | $691,160 | $1.9M |
| 2023 | 133 | $9.7M | $263,182 | $1.1M |
| 2022 | 96 | $6.4M | $187,012 | $766,176 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $23,659 | — | $23,659 |
| HUNTER BENEFITS CONSULTING GROUP IN | Recordkeeper | $2,875 | $2,731 | $5,606 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $29,265
- Estimated Expense Ratio: 0.245% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $26,535 | — | $26,535 | — | — |
| 2023 | — | — | — | — | — |
| 2022 | — | — | — | — | — |