Plan Snapshot
- Plan Sponsor: Asc Ortho Management Company, LLC
- Sponsor EIN: 831642974
- Sponsor Address: 10215 FERNWOOD ROAD, SUITE 506, BETHESDA, MD, 20817
- Plan Type: 401(k)
- Total Participants: 572
- Total Assets: $51.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 572 | $51.6M | $2.4M | $2.5M |
| 2023 | 617 | $40.9M | $1.4M | $1.8M |
| 2022 | 310 | $31.5M | $2.0M | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CREATIVE PLANNING HOLDCO LLC | Investment Advisor | $90,961 | — | $90,961 |
| CITY NATIONAL ROCHDALE LLC | Other Service Provider | $64,487 | — | $64,487 |
| SCHWAB RETIREMENT PLAN SERVICES,INC | Recordkeeper | $48,303 | — | $48,303 |
| HIGHTOWER ADVISORS LLC | Other Service Provider | $6,272 | — | $6,272 |
| MORNINGSTAR INVESTMENT SERVICE | Other Service Provider | $5,030 | — | $5,030 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CREATIVE PLANNING HOLDCO LLC — Investment Advisor
- SCHWAB RETIREMENT PLAN SERVICES,INC — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $215,053
- Estimated Expense Ratio: 0.417% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $215,448 | $167,403 | — | — | — |
| 2023 | $147,481 | $64,252 | — | — | — |
| 2022 | $163,627 | $163,627 | — | — | — |