Plan Snapshot
- Plan Sponsor: Arrowood Indemnity Company
- Sponsor EIN: 135358230
- Sponsor Address: 3600 ARCO CORPORATE DR, CHARLOTTE, NC, 28273
- Plan Type: 401(k)
- Plan Number: 004
- Total Participants: 359
- Total Assets: $119.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 359 | $119.2M | $0 | $0 |
| 2024 | 71 | $113.4M | $553,415 | $1.1M |
| 2023 | 87 | $147.9M | $687,304 | $1.4M |
| 2022 | 105 | $158.6M | $1.2M | $1.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER AND S | Recordkeeper | $40,559 | — | $40,559 |
| GRANT THORNTON | Other Service Provider | $38,100 | — | $38,100 |
| POYNER SPRUILL LLP | Other Service Provider | $5,345 | — | $5,345 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $84,004
- Estimated Expense Ratio: 0.070% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $13,468,653 | — | $27,420 | $39,250 | — |
| 2024 | $97,621 | — | — | $38,092 | — |
| 2023 | $94,490 | — | — | $35,420 | — |
| 2022 | $103,335 | — | — | — | — |