Plan Snapshot
- Plan Sponsor: Arnold & Itkin, LLP
- Sponsor EIN: 201430057
- Sponsor Address: 6009 MEMORIAL DRIVE, HOUSTON, TX, 77007
- Plan Type: 401(k)
- Total Participants: 170
- Total Assets: $19.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 170 | $19.6M | $629,164 | $1.2M |
| 2023 | 129 | $15.3M | $531,304 | $1.0M |
| 2022 | 111 | $11.7M | $595,150 | $869,709 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MORGAN STANLEY | INVESTMENT ADVISOR | $28,820 | — | $28,820 |
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $13,873 | — | $13,873 |
| PENTEGRA SERVICES, INC | CONTRACT ADMIN | $9,691 | — | $9,691 |
| KRUGGEL LAWTON & COMPANY, LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY — INVESTMENT ADVISOR
- KRUGGEL LAWTON & COMPANY, LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $52,384
- Estimated Expense Ratio: 0.267% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $55,454 | — | — | — | — |
| 2023 | $57,402 | — | $57,402 | — | — |
| 2022 | $60,029 | $24,577 | — | — | $35,452 |