Plan Snapshot
- Plan Sponsor: Arlington/Roe & Co., INC.
- Sponsor EIN: 351150545
- Sponsor Address: 8888 KEYSTONE CROSSING, INDIANAPOLIS, IN, 46240
- Plan Type: 401(k)
- Total Participants: 249
- Total Assets: $21.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 249 | $21.1M | $493,107 | $1.5M |
| 2023 | 219 | $17.1M | $436,276 | $1.3M |
| 2022 | 206 | $14.2M | $400,805 | $1.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| HORIZON CPA SERVICES | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $3,819 | — | $2,000 | — | — |
| 2023 | $75,411 | $72,711 | $2,700 | — | — |
| 2022 | $61,217 | $46,968 | — | — | — |