Plan Snapshot
- Plan Sponsor: Arkansas Urology Associates, P.A.
- Sponsor EIN: 710782429
- Sponsor Address: 1300 CENTERVIEW DR, LITTLE ROCK, AR, 72211
- Plan Type: 401(k)
- Total Participants: 197
- Total Assets: $27.8M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 197 | $27.8M | $1.5M | $334,601 |
| 2023 | 279 | $26.9M | $1.5M | $333,228 |
| 2022 | 209 | $25.0M | $1.5M | $299,335 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PENSION CONSULTANTS, INC. | Investment Advisor | $46,642 | — | $46,642 |
| CORRELL CO. | Other Service Provider | $32,504 | $6,132 | $38,636 |
| CHARLES SCHWAB | Recordkeeper | $34,735 | — | $34,735 |
| AXOS FINANCIAL, INC., | Other Service Provider | $13,028 | — | $13,028 |
| FRIDAY, ELDREDGE & CLARK, LLP | Other Service Provider | $10,870 | — | $10,870 |
| JACKSON | Other Service Provider | $10,583 | — | $10,583 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PENSION CONSULTANTS, INC. — Investment Advisor
- CHARLES SCHWAB — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $154,494
- Estimated Expense Ratio: 0.556% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $155,507 | $112,133 | — | — | — |
| 2023 | $162,653 | — | — | — | — |
| 2022 | $168,914 | $101,976 | — | — | $66,938 |