Plan Snapshot
- Plan Sponsor: Arizona Pulmonary Specialists, Ltd.
- Sponsor EIN: 860831961
- Sponsor Address: 9060 E VIA LINDA SUITE 250, SCOTTSDALE, AZ, 85258
- Plan Type: 401(k)
- Total Participants: 76
- Total Assets: $21.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 76 | $21.9M | $932,598 | $723,889 |
| 2023 | 83 | $29.3M | $961,174 | $783,311 |
| 2022 | 88 | $26.3M | $1.1M | $733,600 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| KIMBERLIN COMPANY, PLLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- KIMBERLIN COMPANY, PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $51,732 | $27,419 | — | — | — |
| 2023 | $50,211 | — | $50,211 | — | — |
| 2022 | $56,252 | — | — | — | $56,252 |