Plan Snapshot
- Plan Sponsor: Ariston Usa, LLC
- Sponsor EIN: 042868697
- Sponsor Address: 272 DUCHAINE BLVD., NEW BEDFORD, MA, 02745
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 191
- Total Assets: $11.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 191 | $11.2M | $0 | $0 |
| 2024 | 148 | $13.0M | $316,910 | $816,275 |
| 2023 | 160 | $11.9M | $267,755 | $611,518 |
| 2022 | 155 | $10.2M | $284,077 | $596,890 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| INTEGRATED WEALTH CONCEPTS | Investment Advisor | $11,699 | — | $11,699 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $11,699
- Estimated Expense Ratio: 0.105% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $4,683,620 | $11,699 | $975 | — | — |
| 2024 | $63,747 | $61,521 | — | — | — |
| 2023 | $53,007 | — | $52,157 | — | — |
| 2022 | $49,153 | — | $49,003 | — | $150 |