Plan Snapshot
- Plan Sponsor: Ariel Investments, LLC
- Sponsor EIN: 020712418
- Sponsor Address: 200 E. RANDOLPH STREET, CHICAGO, IL, 60601
- Plan Type: 401(k)
- Total Participants: 148
- Total Assets: $50.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 148 | $50.4M | $838,696 | $2.1M |
| 2023 | 129 | $43.1M | $768,038 | $1.9M |
| 2022 | 122 | $34.6M | $724,103 | $1.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CBIZ CPAS, P.C. | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $1,992 | — | — | — | — |
| 2023 | $5,437 | — | — | — | — |
| 2022 | $1,613 | — | — | — | — |