Plan Snapshot
- Plan Sponsor: Aptos, LLC
- Sponsor EIN: 141624962
- Sponsor Address: 11175 CICERO DRIVE, ALPHARETTA, GA, 30022
- Plan Type: 401(k)
- Total Participants: 215
- Total Assets: $59.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 215 | $59.8M | $868,480 | $3.3M |
| 2023 | 253 | $52.7M | $862,606 | $3.2M |
| 2022 | 272 | $42.9M | $837,067 | $3.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CREATIVE PLANNING | INVESTMENT ADVISOR | $62,118 | — | $62,118 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $57,362 | — | $57,362 |
| HANCOCK ASKEW & CO., LLP | ACCOUNTANT/AUDITOR | $8,250 | — | $8,250 |
| BAKER TILLY US, LLP | Auditor | $8,250 | — | $8,250 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CREATIVE PLANNING — INVESTMENT ADVISOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- BAKER TILLY US, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $135,980
- Estimated Expense Ratio: 0.227% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $130,337 | $2,607 | — | $8,250 | — |
| 2023 | $125,855 | $909 | $1,200 | $16,000 | — |
| 2022 | $36,391 | — | — | — | — |