Plan Snapshot
- Plan Sponsor: Appletree Institute For Education Innovation, INC
- Sponsor EIN: 043331760
- Sponsor Address: 1801 MISSISSIPPI AVE SE FL 3RD, WASHINGTON, DC, 20020
- Plan Type: 403(b)
- Total Participants: 142
- Total Assets: $5.3M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 142 | $5.3M | $471,132 | $337,710 |
| 2023 | 335 | $4.1M | $255,483 | $228,285 |
| 2022 | 152 | $3.6M | $320,232 | $289,835 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NEWPORT GROUP, INC. | NONE | $7,127 | — | $7,127 |
| SB & COMPANY, LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SB & COMPANY, LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $7,127
- Estimated Expense Ratio: 0.136% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $7,067 | — | $7,067 | — | — |
| 2023 | $200 | — | $200 | — | — |
| 2022 | $220 | — | $220 | — | — |