Plan Snapshot
- Plan Sponsor: Aphena Pharma Solutions Holdings
- Sponsor EIN: 208781790
- Sponsor Address: 1976 CHOCOLATE DRIVE, COOKEVILLE, TN, 38501
- Plan Type: 401(k)
- Total Participants: 509
- Total Assets: $14.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 509 | $14.1M | $244,994 | $717,364 |
| 2023 | 452 | $13.8M | $212,407 | $689,940 |
| 2022 | 460 | $13.4M | $256,603 | $815,135 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ROTHSCHILD INVESTMENT CORPORATION | Investment Advisor | $56,038 | — | $56,038 |
| ADP, INC. | Recordkeeper | $37,387 | — | $37,387 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ADP, INC. — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $93,425
- Estimated Expense Ratio: 0.664% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $94,925 | $61,317 | — | — | — |
| 2023 | $72,676 | $34,869 | — | — | — |
| 2022 | $74,506 | — | — | — | — |