Plan Snapshot
- Plan Sponsor: Annex Wealth Management, LLC
- Sponsor EIN: 680524298
- Sponsor Address: 17950 W CORPORATE DRIVE, SUITE 300, BROOKFIELD, WI, 53045
- Plan Type: 401(k)
- Total Participants: 148
- Total Assets: $13.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 148 | $13.9M | $518,413 | $1.5M |
| 2023 | 139 | $10.9M | $447,195 | $1.3M |
| 2022 | 121 | $8.2M | $353,243 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PPG RETIREMENT PLAN SERVICES | Recordkeeper | — | $5,855 | $5,855 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $5,855
- Estimated Expense Ratio: 0.042% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $3,680 | — | — | — | — |
| 2023 | $2,450 | — | — | — | — |
| 2022 | — | — | — | — | — |