Plan Snapshot
- Plan Sponsor: Animal Specialty Care Center O
- Sponsor EIN: 300879570
- Sponsor Address: 739 WARREN AVE, PORTLAND, ME, 04103
- Plan Type: 401(k)
- Total Participants: 132
- Total Assets: $465,638
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 132 | $465,638 | $269,575 | $538,120 |
| 2022 | 123 | $2.7M | $0 | $506,767 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PAYCHEX, INC. | Recordkeeper | $48,842 | — | $48,842 |
| MML INVESTORS SERVICES, LLC | Investment Advisor | $26,860 | — | $26,860 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PAYCHEX, INC. — Recordkeeper
- MML INVESTORS SERVICES, LLC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $75,702
- Estimated Expense Ratio: 16.258% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $38,860 | $14,290 | $24,570 | — | — |
| 2022 | — | — | — | — | — |