Plan Snapshot
- Plan Sponsor: Amundsen Davis LLC
- Sponsor EIN: 364189382
- Sponsor Address: 150 N. MICHIGAN AVE. STE. 3300, CHICAGO, IL, 60601
- Plan Type: 401(k)
- Total Participants: 437
- Total Assets: $142.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 437 | $142.6M | $3.4M | $4.9M |
| 2023 | 403 | $126.4M | $3.0M | $4.4M |
| 2022 | 386 | $85.4M | $2.3M | $3.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MESIROW FINANCIAL INVESTMENT MANAGE | NONE | $191,718 | — | $191,718 |
| EMPOWER ANNUITY INSURANCE COMPANY | NONE | $58,614 | — | $58,614 |
| MILLER COOPER & COMPANY, LTD. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MILLER COOPER & COMPANY, LTD. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $250,332
- Estimated Expense Ratio: 0.175% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $242,252 | $183,639 | — | — | — |
| 2023 | $179,465 | $140,542 | — | — | — |
| 2022 | $166,585 | $124,652 | $41,933 | — | — |