Plan Snapshot
- Plan Sponsor: Ameriprise Financial, INC.
- Sponsor EIN: 133180631
- Sponsor Address: 360 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474
- Plan Type: 401(k)
- Total Participants: 8,958
- Total Assets: $3.6B
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 8,958 | $3.6B | $68.1M | $133.7M |
| 2023 | 9,298 | $3.2B | $65.5M | $129.2M |
| 2022 | 9,313 | $2.7B | $63.3M | $124.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRICEWATERHOUSECOOPERS | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PRICEWATERHOUSECOOPERS — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $1,569,303 | $509,463 | $1,059,840 | — | — |
| 2023 | $1,500,014 | $469,563 | $1,030,451 | — | — |
| 2022 | $1,514,054 | $516,260 | $997,794 | — | — |