Plan Snapshot
- Plan Sponsor: American Water Works Co., INC.
- Sponsor EIN: 510063696
- Sponsor Address: P.O. BOX 2738, ATTN TAX DEPT., CAMDEN, NJ, 081012738
- Plan Type: DB
- Total Participants: 2
- Total Assets: $682.0M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2 | $682.0M | $0 | $0 |
| 2023 | 2 | $730.4M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NORTHERN TRUST COMPANY | Other Service Provider | $589,248 | — | $589,248 |
| HEITMAN/JMB ADVISORY CORPORATION | Other Service Provider | $351,588 | — | $351,588 |
| MERCER | Other Service Provider | $290,253 | — | $290,253 |
| TCW ASSET MANAGEMENT | Other Service Provider | $124,999 | — | $124,999 |
| SEGALL BRYANT & HAMILL INV. COUNSEL | Other Service Provider | $113,078 | — | $113,078 |
| UBS GLOBAL ASSET MANAGEMENT | Investment Advisor | $71,557 | — | $71,557 |
| PUGH CAPITAL | Other Service Provider | $59,385 | — | $59,385 |
| INCOME RESEARCH & MANAGEMENT INC | Other Service Provider | $38,550 | — | $38,550 |
| EAGLE ASSET MANAGEMENT | Other Service Provider | $34,581 | — | $34,581 |
| LSV ASSET MANAGEMENT | Other Service Provider | $28,206 | — | $28,206 |
| FRANKLIN TEMPLETON | Other Service Provider | $18,215 | — | $18,215 |
| FIDELITY INSTITUTIONAL ASSET | Other Service Provider | $13,448 | — | $13,448 |
| STATE STREET GLOBAL ADVISORS | Other Service Provider | $8,022 | — | $8,022 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UBS GLOBAL ASSET MANAGEMENT — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $1,741,130
- Estimated Expense Ratio: 0.255% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $2,092,003 | $1,741,129 | — | — | — |
| 2023 | $2,161,721 | $1,503,398 | — | — | — |