Plan Snapshot
- Plan Sponsor: American Speech-Language-Hearing Association (Asha)
- Sponsor EIN: 530240474
- Sponsor Address: 2200 RESEARCH BOULEVARD, ROCKVILLE, MD, 208503289
- Plan Type: 401(k)
- Total Participants: 317
- Total Assets: $81.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 317 | $81.2M | $1.7M | $3.7M |
| 2023 | 318 | $74.3M | $1.5M | $3.4M |
| 2022 | 306 | $61.8M | $1.3M | $3.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| LOCKBOX | INVESTMENT ADVISORY | $97,332 | — | $97,332 |
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $36,877 | — | $36,877 |
| BDO USA, P.C. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BDO USA, P.C. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $134,209
- Estimated Expense Ratio: 0.165% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $134,207 | $97,330 | $36,877 | — | — |
| 2023 | $107,627 | $75,377 | $32,250 | — | — |
| 2022 | $35,481 | $20,116 | $15,365 | — | — |