Plan Snapshot
- Plan Sponsor: American Regent, INC.
- Sponsor EIN: 112695700
- Sponsor Address: 5 RAMSEY ROAD, SHIRLEY, NY, 119674709
- Plan Type: 401(k)
- Total Participants: 1,376
- Total Assets: $255.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,376 | $255.2M | $14.0M | $13.2M |
| 2023 | 1,298 | $215.5M | $12.0M | $12.1M |
| 2022 | 1,251 | $170.0M | $11.0M | $9.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $264,021 | $1,727 | $265,748 |
| GLOBAL RETIREMENT PARTNERS, LLC | INVESTMENT ADVISORY | — | $66,916 | $66,916 |
| CARON & BLETZER, PLLC | ACCOUNTANT | — | $16,600 | $16,600 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- GLOBAL RETIREMENT PARTNERS, LLC — INVESTMENT ADVISORY
- CARON & BLETZER, PLLC — ACCOUNTANT
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $349,264
- Estimated Expense Ratio: 0.137% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $264,021 | — | $264,021 | — | — |
| 2023 | $234,811 | — | $234,811 | — | — |
| 2022 | $225,231 | — | $225,231 | — | — |