Plan Snapshot
- Plan Sponsor: American Orthodontics Corporation
- Sponsor EIN: 391093323
- Sponsor Address: 3524 WASHINGTON AVENUE, SHEBOYGAN, WI, 53081
- Plan Type: 401(k)
- Plan Number: 002
- Total Participants: 839
- Total Assets: $85.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 839 | $85.1M | $0 | $0 |
| 2024 | 676 | $80.4M | $2.6M | $3.5M |
| 2023 | 745 | $73.2M | $2.5M | $3.4M |
| 2022 | 783 | $62.1M | $2.3M | $3.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| T ROWE PRICE RPS INC | Other Service Provider | $77,335 | — | $77,335 |
| GLOBAL RETIREMENT PARTNERS, LLC | Other Service Provider | $35,000 | — | $35,000 |
| CLIFTONLARSONALLEN LLP | Other Service Provider | $19,930 | — | $19,930 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $132,265
- Estimated Expense Ratio: 0.155% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $13,287,462 | — | — | $19,930 | — |
| 2024 | $152,318 | — | $26,250 | $19,056 | — |
| 2023 | $148,866 | — | $35,000 | $18,217 | — |
| 2022 | $129,749 | — | — | — | — |