Plan Snapshot
- Plan Sponsor: Alternative Behavior Strategies, LLC
- Sponsor EIN: 275073382
- Sponsor Address: 16255 VENTURA BLVD. SUITE 900, ENCINO, CA, 914362317
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 3,328
- Total Assets: $28.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 3,328 | $28.4M | $0 | $0 |
| 2024 | 2,723 | $20.3M | $1.5M | $2.7M |
| 2023 | 2,432 | $15.2M | $1.3M | $2.3M |
| 2022 | 1,639 | $10.4M | $1.2M | $1.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $107,748 | — | $107,748 |
| ONEDIGITAL INVESTMENT ADVISORS | Investment Advisor | $29,971 | $30 | $30,001 |
| TANNER LLC | Other Service Provider | — | $5,000 | $5,000 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $142,749
- Estimated Expense Ratio: 0.502% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $2,082,536 | $29,971 | $107,748 | — | — |
| 2024 | $110,539 | $24,161 | $86,378 | — | — |
| 2023 | $99,181 | $19,985 | $79,196 | — | — |
| 2022 | $100,849 | $23,718 | $77,131 | — | — |