Plan Snapshot
- Plan Sponsor: Alternative Behavior Strategies, LLC
- Sponsor EIN: 275073382
- Sponsor Address: 16255 VENTURA BLVD. SUITE 900, ENCINO, CA, 914362317
- Plan Type: 401(k)
- Total Participants: 2,723
- Total Assets: $20.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2,723 | $20.3M | $1.5M | $2.7M |
| 2023 | 2,432 | $15.2M | $1.3M | $2.3M |
| 2022 | 1,639 | $10.4M | $1.2M | $1.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $86,378 | — | $86,378 |
| ONEDIGITAL INVESTMENT ADVISORS | INVESTMENT ADVISORY | $24,161 | $15 | $24,176 |
| FINTEGRITY GROUP PC | CONSULTANT | — | $5,000 | $5,000 |
| TANNER LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ONEDIGITAL INVESTMENT ADVISORS — INVESTMENT ADVISORY
- TANNER LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $115,554
- Estimated Expense Ratio: 0.570% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $110,539 | $24,161 | $86,378 | — | — |
| 2023 | $99,181 | $19,985 | $79,196 | — | — |
| 2022 | $100,849 | $23,718 | $77,131 | — | — |