Plan Snapshot
- Plan Sponsor: Alphatec Spine, INC.
- Sponsor EIN: 330412288
- Sponsor Address: 1950 CAMINO VIDA ROBLE, CARLSBAD, CA, 92008
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 707
- Total Assets: $58.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 707 | $58.6M | $2.1M | $6.9M |
| 2023 | 682 | $43.2M | $1.9M | $5.3M |
| 2022 | 524 | $27.4M | $1.5M | $4.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERRIL LYNCH PIERCE FENNER & SMITH | Other Service Provider | $43,104 | $14 | $43,118 |
| MERRILL LYNCH | Other Service Provider | $25,998 | — | $25,998 |
| SAN DIEGO PENSION CONSULTANTS | Recordkeeper | — | $24,803 | $24,803 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $93,919
- Estimated Expense Ratio: 0.160% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $135,283 | — | — | — | — |
| 2023 | $161,211 | $63,890 | $97,321 | — | — |
| 2022 | $133,664 | $53,480 | $71,215 | — | — |