Plan Snapshot
- Plan Sponsor: Alliance Holdings, INC.
- Sponsor EIN: 753051798
- Sponsor Address: 234 LAFAYETTE ROAD, HAMPTON, NH, 03842
- Plan Type: 401(k)
- Total Participants: 282
- Total Assets: $28.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 282 | $28.1M | $991,056 | $2.1M |
| 2023 | 229 | $22.9M | $830,573 | $1.9M |
| 2022 | 103 | $8.8M | $362,962 | $857,420 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | Investment Advisor | $58,561 | — | $58,561 |
| FIDELITY INVESTMENTS INSTITUTIONAL | Recordkeeper | $29,540 | — | $29,540 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- COMMONWEALTH FINANCIAL NETWORK — Investment Advisor
- FIDELITY INVESTMENTS INSTITUTIONAL — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $88,101
- Estimated Expense Ratio: 0.313% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $88,101 | $58,561 | — | — | — |
| 2023 | $868,751 | — | $51,603 | — | — |
| 2022 | — | — | — | — | — |