Plan Snapshot
- Plan Sponsor: Alliance Castings Company, LLC
- Sponsor EIN: 200254788
- Sponsor Address: 1001 EAST BROADWAY, ALLIANCE, OH, 44601
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 88
- Total Assets: $3.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 88 | $3.6M | $0 | $0 |
| 2024 | 3 | $3.7M | $9,934 | $32,843 |
| 2023 | 27 | $3.6M | $10,658 | $38,305 |
| 2022 | 52 | $3.4M | $12,576 | $36,827 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UBS FINANCIAL SERVICES, INC. | Investment Advisor | $8,823 | — | $8,823 |
| TRANSAMERICA LIFE INSURANCE COMPANY | Recordkeeper | $6,999 | — | $6,999 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $15,822
- Estimated Expense Ratio: 0.439% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $572,905 | $8,823 | — | — | — |
| 2024 | $16,416 | $9,075 | — | — | — |
| 2023 | $16,247 | $8,687 | — | — | — |
| 2022 | $20,001 | $10,101 | — | — | — |