Plan Snapshot
- Plan Sponsor: Allen Overy Shearman Sterling Us LLP
- Sponsor EIN: 135514352
- Sponsor Address: 599 LEXINGTON AVENUE, NEW YORK, NY, 10022
- Plan Type: 401(k)
- Plan Number: 112
- Total Participants: 0
- Total Assets: $370.5M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $370.5M | $0 | $0 |
| 2023 | 0 | $364.8M | $0 | $0 |
| 2022 | 0 | $357.5M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC | Other Service Provider | $1,165,046 | — | $1,165,046 |
| PENTWATER EVENT FUND LTD. | Other Service Provider | — | $250,085 | $250,085 |
| PALESTRA CAPITAL MANAGEMENT GP LLC | Other Service Provider | — | $159,739 | $159,739 |
| FIDUCIENT ADVISORS | Other Service Provider | $93,348 | — | $93,348 |
| DELAWARE CHARTER GUARANTEE & TRUST | Custodian / Trustee | $72,115 | — | $72,115 |
| PALESTRA CAPITAL MANAGEMENT LLC | Other Service Provider | — | $47,172 | $47,172 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- DELAWARE CHARTER GUARANTEE & TRUST — Custodian / Trustee
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $1,787,505
- Estimated Expense Ratio: 0.483% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $1,281,680 | $1,258,394 | — | — | — |
| 2023 | $1,871,219 | $1,013,629 | — | — | — |
| 2022 | $2,902,054 | $2,645,829 | — | — | $17,675 |