Plan Snapshot
- Plan Sponsor: Allen, Allen, Allen & Allen Corporation
- Sponsor EIN: 540852062
- Sponsor Address: 1809 STAPLES MILL ROAD, RICHMOND, VA, 23230
- Plan Type: 401(k)
- Total Participants: 173
- Total Assets: $60.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 173 | $60.6M | $1.4M | $1.5M |
| 2023 | 187 | $60.1M | $1.4M | $1.4M |
| 2022 | 169 | $54.4M | $1.3M | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CHASE BENEFIT ADVISORS | Other Service Provider | — | $48,238 | $48,238 |
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $6,731 | — | $6,731 |
| LPL FINANCIAL - RP | Other Service Provider | $6,600 | — | $6,600 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $61,569
- Estimated Expense Ratio: 0.102% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $2,631 | — | $2,631 | — | — |
| 2023 | $1,795 | — | $1,795 | — | — |
| 2022 | $11,421 | — | $11,421 | — | — |