Plan Snapshot
- Plan Sponsor: Alexza Pharmaceuticals, INC.
- Sponsor EIN: 770567768
- Sponsor Address: 6550 DUMBARTON CIRCLE, SUITE A, FREMONT, CA, 94555
- Plan Type: 401(k)
- Total Participants: 68
- Total Assets: $17.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 68 | $17.0M | $0 | $1.3M |
| 2023 | 80 | $15.3M | $423,803 | $1.2M |
| 2022 | 72 | $12.7M | $332,441 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| WITHUMSMITH AND BROWN PC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WITHUMSMITH AND BROWN PC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $3,363 | $3,213 | — | — | — |
| 2023 | $2,239,688 | — | $2,658 | — | — |
| 2022 | $620,618 | — | $1,744 | — | — |