Plan Snapshot
- Plan Sponsor: Alation, INC.
- Sponsor EIN: 461989601
- Sponsor Address: 3 LAGOON DRIVE, SUITE 300, REDWOOD CITY, CA, 94065
- Plan Type: 401(k)
- Total Participants: 279
- Total Assets: $34.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 279 | $34.7M | $899,361 | $6.2M |
| 2023 | 403 | $29.5M | $1.1M | $6.9M |
| 2022 | 459 | $19.4M | $973,997 | $6.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FRANK RIMMERMAN CO. LLP | Auditor | $13,650 | — | $13,650 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FRANK RIMMERMAN CO. LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $13,650
- Estimated Expense Ratio: 0.039% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $179,844 | $115,929 | $50,265 | $13,650 | — |
| 2023 | $116,671 | $81,267 | $35,404 | — | — |
| 2022 | $58,101 | $54,147 | $3,954 | — | — |