Plan Snapshot
- Plan Sponsor: Alan Plummer Associates, INC.
- Sponsor EIN: 751595621
- Sponsor Address: 1320 S. UNIVERSITY DRIVE #300, FORT WORTH, TX, 76107
- Plan Type: 401(k)
- Total Participants: 243
- Total Assets: $34.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 243 | $34.1M | $1.1M | $2.7M |
| 2023 | 217 | $28.4M | $812,519 | $2.3M |
| 2022 | 193 | $22.2M | $591,660 | $1.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MARINER LLC | ADVISOR | $52,482 | — | $52,482 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $13,363 | — | $13,363 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $10,515 | — | $10,515 |
| CITRIN COOPERMAN & COMPANY LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- STRATEGIC ADVISORS, INC. — ADVISOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $76,360
- Estimated Expense Ratio: 0.224% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $76,360 | $62,997 | — | — | — |
| 2023 | $62,313 | $54,918 | — | — | — |
| 2022 | $66,911 | $9,051 | — | — | — |