Plan Snapshot
- Plan Sponsor: Al & John, INC.
- Sponsor EIN: 222102742
- Sponsor Address: 147 CLINTON ROAD, WEST CALDWELL, NJ, 07006
- Plan Type: 401(k)
- Total Participants: 186
- Total Assets: $9.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 186 | $9.9M | $82,309 | $458,246 |
| 2023 | 209 | $9.0M | $82,228 | $459,414 |
| 2022 | 227 | $9.3M | $90,927 | $507,695 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SAX LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SAX LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $7,859 | — | $7,859 | — | — |
| 2023 | $6,197 | — | $6,197 | — | — |
| 2022 | $4,489 | — | $4,489 | — | — |