Plan Snapshot
- Plan Sponsor: Afs Usa
- Sponsor EIN: 391711417
- Sponsor Address: 120 WALL STREET, NEW YORK, NY, 10005
- Plan Type: 403(b)
- Total Participants: 134
- Total Assets: $23.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: Yes
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 134 | $23.6M | $368,991 | $545,974 |
| 2023 | 134 | $24.0M | $317,275 | $471,840 |
| 2022 | 116 | $21.2M | $310,071 | $458,890 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GRANITE GROUP ADVISORS, LLC | INVESTMENT ADVISORY | $26,384 | $8 | $26,392 |
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $20,511 | — | $20,511 |
| THE ANGELL PENSION GROUP, INC. | CONTRACT ADMINISTRATOR | — | $6,503 | $6,503 |
| GRANT THORNTON LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- GRANT THORNTON LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $53,406
- Estimated Expense Ratio: 0.226% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $46,900 | — | $45,096 | — | — |
| 2023 | $41,199 | — | — | — | — |
| 2022 | $39,581 | — | — | — | — |