Plan Snapshot
- Plan Sponsor: Aetos Systems, INC.
- Sponsor EIN: 208542161
- Sponsor Address: 1525 PERIMETER PARKWAY SUITE 245, HUNTSVILLE, AL, 35806
- Plan Type: 401(k)
- Total Participants: 0
- Total Assets: $15.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $15.6M | $827,442 | $1.9M |
| 2023 | 194 | $11.5M | $580,491 | $1.3M |
| 2022 | 89 | $7.0M | $361,665 | $808,255 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SMITH THORNTON ADVISORS LLC | INVESTMENT ADVISOR | $30,912 | — | $30,912 |
| CAPITAL GROUP RETIREMENT PLAN SVCS. | RECORDKEEPER | $30,234 | — | $30,234 |
| HILL FOGG & ASSOCIATES, PC | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $61,146
- Estimated Expense Ratio: 0.391% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $61,146 | $30,912 | — | — | — |
| 2023 | $37,781 | $19,535 | — | — | — |
| 2022 | $34,701 | — | $34,701 | — | — |